Compliance resources for England nurseries & pre-schools

Everything an England nursery manager must stay on top of.

One honest map of every statutory duty on a group childcare setting under the EYFS — the clause it comes from, how often it comes round, exactly what NurseryGuard tracks for you today, and, just as plainly, what it does not. We are a support layer, not a replacement for your judgement, your DSL, or legal advice.

What NurseryGuard does today What it does not do

Every duty and clause below traces to the EYFS statutory framework for group and school-based providers (Department for Education, dated 14 July 2025, in force 1 September 2025), plus the cross-cutting employer laws that apply to any workplace. Clause numbers are the EYFS's own. Where we say “in build” we mean it is not live yet and we will not claim it until it is.

The dutyStatutory basisCadenceWhat NurseryGuard does todayWhat it doesn’t do
Layer A — the sector-specific EYFS duties (Ofsted-inspected)
Safeguarding policy set EYFS 3.5–3.12 One-off + continuous review Prepares your source-grounded draft policy set — safeguarding & child protection, whistleblowing, attendance, mobile-phone/camera — for your DSL to review, adopt and e-sign; readiness self-check flags gaps. Doesn’t adopt or implement the policies for you (the provider’s legal duty), and isn’t legal advice. Policy pack is drafted and awaiting your ratification before live use.
DSL designated + DSL training EYFS 3.4, 3.31 Designation continuous; training every 2 years Records who your DSL (and deputy) is and tracks the DSL training date with a two-yearly renewal prompt on the staff lattice. Doesn’t act as your DSL, take safeguarding decisions, or deliver the DSL’s Annex C training course.
All-staff safeguarding training + induction EYFS 3.30, 3.32–3.33 Per-hire induction + every 2 years Tracks each staff member’s safeguarding-training and induction dates and auto-schedules the two-yearly refresh the day a course completes. The built-in training modules are in build with founding settings — today we track completion, we don’t yet deliver the course. Never a substitute for hands-on competence.
Safer recruitment & references EYFS 3.20–3.21 Per-hire A guided per-hire record that sequences references-before-recruitment, identity, qualifications and induction in the right order, and composes the EYFS 3.18 vetting record. Doesn’t obtain references or make the hiring decision for you, and doesn’t judge whether a reference is satisfactory — that’s the setting’s call.
Enhanced DBS + vetting checks EYFS 3.15–3.17 Per-hire + continuous Records each person’s enhanced-DBS certificate number, the date obtained and who obtained it; tracks your own re-check policy and DBS Update Service status. Doesn’t carry out the DBS check, and never tells you a DBS has “expired” — a DBS has no statutory expiry. Re-check prompts follow the policy you set, not an invented deadline.
Staff vetting record (SCR-equivalent) EYFS 3.18 Per-hire, held continuously Maintains the per-staff vetting record the EYFS requires — qualifications, identity checks, references, DBS reference number, date and who obtained it — ready to produce on inspection. This is the EYFS 3.18 vetting record, an “SCR-equivalent” — not a statutory single central record (that’s a schools/KCSIE duty, which does not bind PVI settings). We never call it a required “SCR”.
Disqualification + 14-day notify EYFS 3.22–3.26 Per-event, 14-day clock Logs disqualification self-declarations and runs the 14-day Ofsted-notification clock as a tracked statutory deadline. Doesn’t make the notification to Ofsted for you or decide whether someone is disqualified — it prompts and evidences; the provider acts.
Paediatric first aid (PFA) EYFS 3.36–3.39, 3.56, 3.63 Cert every 3 years + daily cover Tracks each PFA certificate’s three-yearly renewal and computes daily cover — at least one current holder on premises and on outings, present while children eat. Doesn’t deliver first-aid training. PFA is face-to-face with your chosen provider; we signpost and track the certificate — we never sell or accept online PFA as compliant.
Staffing ratios + qualified lead EYFS 3.44–3.56 Continuous (daily) Room Check: a manual ratio check you run against your register by age band (1:3 / 1:5 / 1:8), with the manager-Level-3 and named-deputy conditions surfaced. Live, integration-fed ratio sampling (from Famly check-ins) is in build; today Room Check is manual. It informs — it doesn’t deploy staff or replace the manager’s on-the-floor judgement.
The required-records spine EYFS 3.60–3.101 Daily + per-event A compliance diary for the staff-side statutory records — accident/injury, medication, complaints (28-day clock), risk assessment, evacuation — each logged with its countdown running, exportable as an inspection pack. Doesn’t replace your management app’s child-side daily records (attendance register, key-person notes) — keep Famly/Blossom/Tapestry for those; we hold the evidence they don’t.
Ofsted notifications EYFS 3.10, 3.72, 3.78, 3.102–3.103 Per-event, statutory clocks A notification log with the 14-day clocks (serious harm, serious accident/illness/death, food poisoning affecting two or more children) tracked to the day — missing one is a criminal offence. Doesn’t submit the notification to Ofsted for you or judge whether an event is notifiable — it prompts and evidences; the provider decides and reports.
Staff supervision EYFS 3.34–3.35 Continuous (no fixed frequency) Records dated supervision arrangements per staff member so the trail exists on inspection. Doesn’t conduct supervisions or set a frequency the framework doesn’t specify — we don’t invent a cadence.
Layer B — the cross-cutting employer duties (every workplace)
Fire safety & risk assessment Fire Safety Order 2005 (+ EYFS 3.79–3.80) Assessment reviewed regularly The EYFS evacuation-procedure layer (EYFS 3.80) sits in the records spine. The underlying fire risk assessment is available across the EveryGuard family’s Fire topic as a cross-sell. Doesn’t carry out your fire risk assessment — that is a competent-person duty under the Fire Safety Order. Not part of the NurseryGuard core.
Health & safety Health and Safety at Work etc. Act 1974 (+ EYFS 3.79) Continuous EYFS premises and risk-assessment records are held in the diary. Broader H&S management is a cross-cutting employer duty served across the EveryGuard family. Doesn’t manage your general health-and-safety regime or write your risk assessments for you. Not part of the NurseryGuard core today.
Food hygiene & allergens Food Safety Act 1990; allergen info law; FHRS Continuous + per-child The EYFS allergy & dietary duty (EYFS 3.64–3.65) — information before admission, allergy action plans, anaphylaxis awareness — is grounded and in scope for the records spine. Upload your menu and AI drafts the 14-allergen matrix dish by dish, for your cook to confirm. Doesn’t run your kitchen’s food-safety management, produce an FHRS rating, or give clinical/dietetic advice. The allergen matrix is a draft you confirm — never an auto-certificate.
Employment & working time Employment Rights Act; Working Time Regs; right-to-work law Continuous + per-hire Right-to-work and contract evidence can sit alongside the per-staff record. Recruitment, hours and guaranteed-hours tooling are served across the EveryGuard family (HireGuard). Doesn’t run payroll, contracts, hours/rota, or right-to-work checks as a NurseryGuard core feature, and isn’t employment-law advice.
Data protection & ICO fee UK GDPR; Data Protection Act 2018; ICO fee Annual ICO fee + continuous Handles the setting’s data securely and can track your annual ICO data-protection fee renewal as a dated item. Doesn’t register you with the ICO, write your privacy notices, or act as your data-protection officer. Not legal advice.

Enforcement note: under the EYFS, non-compliance with a welfare requirements notice is a criminal offence, and employing a disqualified person can carry imprisonment. Cancellation of registration applies to every setting a provider runs, not just the one inspected. This page maps the duties; it does not assess whether any individual setting meets them — that is the provider’s responsibility, and where in doubt, take professional advice.

The detail behind each row

Every duty, grounded — and exactly where we stop.

The clause numbers below are the EYFS statutory framework’s own. NurseryGuard prepares and chases the written evidence these duties require; holding a record never replaces carrying out the duty.

Safeguarding policy set

EYFS 3.5–3.12 · one-off with continuous review

A group setting must have and implement written safeguarding policies and procedures, in line with its Local Safeguarding Partners. The set includes a safeguarding & child-protection policy (with the five things EYFS 3.6 requires it to cover), a mobile-phone/camera position, and — new since September 2025 — a whistleblowing procedure and an attendance policy. Non-compliance with a welfare requirements notice is a criminal offence.

NurseryGuard does

Prepares each of these as a deterministic, source-grounded draft from the EYFS clauses, filled with your own arrangements (your DSL, your LSP, your imaging-device rule), for your DSL to adopt and e-sign; the readiness self-check flags what’s missing.

NurseryGuard doesn’t

Adopt or operate the policies for you, assume which LSP covers you, or give legal advice. The pack is currently drafted and awaits your ratification before live adoption.

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Designated safeguarding lead + DSL training

EYFS 3.4, 3.31 · designation continuous; training every 2 years

Every setting must designate a practitioner to take lead responsibility for safeguarding, who liaises with children’s social care and the LSPs. The DSL must attend training consistent with the EYFS Annex C criteria, renewed every two years.

NurseryGuard does

Records your DSL and deputy and tracks the DSL training date, prompting the two-yearly renewal before it lapses.

NurseryGuard doesn’t

Act as your DSL, make safeguarding judgements, or deliver the Annex C training course itself.

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All-staff safeguarding training + induction

EYFS 3.30, 3.32–3.33 · per-hire induction + every 2 years

All practitioners must be trained in line with Annex C and supported to implement the setting’s safeguarding policy; safeguarding training must be renewed every two years, and induction must cover safeguarding, evacuation and health & safety. Ofsted has raised inspection actions on safeguarding training.

NurseryGuard does

Tracks each staff member’s training and induction dates and schedules the two-yearly refresh automatically the day a course completes.

NurseryGuard doesn’t

Deliver the training course yet — the built-in modules are in build with founding settings; today we track completion. Recording a certificate is never the same as competent practice.

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Safer recruitment & references

EYFS 3.20–3.21 · per-hire

Since September 2025, a reference must be obtained for every member of staff — including students and volunteers — before they are recruited, with the framework’s handling rules (no open references, from a senior authority, discrepancies resolved before appointment).

NurseryGuard does

Provides a guided per-hire record that walks references-before-recruitment, identity, qualifications and induction in the correct sequence and composes the EYFS 3.18 vetting record from it.

NurseryGuard doesn’t

Obtain the references, make the appointment, or judge whether a reference is satisfactory — those are the setting’s decisions.

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Enhanced DBS + vetting checks

EYFS 3.15–3.17 · per-hire + continuous

Registered group providers must obtain an enhanced criminal-records (DBS) check for every person aged 16+ who works directly with children, with an additional check for anyone who has lived or worked abroad, and no unsupervised contact until suitability is checked. Where a person is on the DBS Update Service, the status is checked with consent, and a new disclosure is applied for only where the details have changed.

NurseryGuard does

Records the DBS certificate number, date obtained and who obtained it, and tracks your own re-check policy and the annual Update Service status check.

NurseryGuard doesn’t

Carry out the DBS check, or ever tell you a DBS has “expired” — a DBS has no statutory expiry. Any re-check prompt follows the policy you set, not an invented legal deadline.

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Staff vetting record (SCR-equivalent)

EYFS 3.18 · per-hire, held continuously

Providers must record staff qualifications and the identity checks, vetting processes and references completed — including the criminal-records check reference number, the date obtained and who obtained it. Inspectors review these staff records early in a visit.

NurseryGuard does

Maintains this per-staff record in one place, composed from the safer-recruitment steps, ready to produce on inspection.

NurseryGuard doesn’t

Call it a statutory “single central record”. The formal SCR is a schools duty under KCSIE, which is not statutory for PVI settings — this is the EYFS 3.18 “SCR-equivalent” record.

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Disqualification + 14-day notification

EYFS 3.22–3.26 · per-event, 14-day clock

A disqualified person must not be employed in connection with early-years provision, and the provider must notify Ofsted of a significant event likely to affect suitability — within 14 days of becoming aware — and act to keep children safe. Failure is an offence.

NurseryGuard does

Logs disqualification self-declarations and runs the 14-day clock as a tracked statutory deadline with a prompt.

NurseryGuard doesn’t

Make the notification to Ofsted or decide whether someone is disqualified — the provider takes the action; we prompt and evidence it.

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Paediatric first aid (PFA)

EYFS 3.36–3.39, 3.56, 3.63 · certificate every 3 years + daily cover

At least one person with a current full PFA certificate must be on the premises and available at all times children are present, and on outings; certificates renew every three years; a PFA-holder must be present while children eat; and since September 2025 students/volunteers/apprentices count in ratios only if they are PFA-qualified.

NurseryGuard does

Tracks each PFA certificate’s three-yearly renewal and computes daily cover against your rota, so a gap is visible before it happens.

NurseryGuard doesn’t

Deliver first-aid training. Full PFA is face-to-face by the EYFS’s own criteria — we signpost a provider and track the certificate; we never present online PFA as compliant.

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Staffing ratios + qualified lead

EYFS 3.44–3.56 · continuous (daily)

Minimum staff-to-child ratios apply by age band (broadly 1:3 under twos, 1:5 for two-year-olds, 1:8 or 1:13 for three-and-overs depending on qualifications), with a Level-3 manager and a named deputy. Ratios are the single most common EYFS inspection-action topic.

NurseryGuard does

Room Check — a manual ratio check you run against your register by age band, surfacing the qualification conditions — works today with no integration.

NurseryGuard doesn’t

Yet sample live check-ins automatically (Famly-fed ratio monitoring is in build), and never deploys staff or replaces the manager’s on-the-floor decision.

See the full ratio table, the clauses and how a mixed-age room is calculated →

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The required-records spine

EYFS 3.60–3.101 · daily + per-event

The EYFS names a spine of records: daily attendance register, accident/injury with same-day parent notice, medication per administration with same-day notice, a complaints log with a 28-day outcome clock, child information and emergency contacts, allergy/dietary action plans, physical-intervention and choking records, risk assessment, evacuation procedure and insurance. Inspectors can inspect and copy any of them.

NurseryGuard does

Provides a compliance diary for the staff-side records — accident, medication, complaints (28-day clock), risk assessment, evacuation — each with its countdown, exportable in one press as an inspection pack.

NurseryGuard doesn’t

Replace your management app’s child-side daily records — the attendance register and key-person notes stay in Famly/Blossom/Tapestry; we hold the compliance evidence they don’t.

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Ofsted notifications

EYFS 3.10, 3.72, 3.78, 3.102–3.103 · per-event, statutory clocks

Several events must be notified to Ofsted, each within 14 days and each an offence if missed: allegations of serious harm or abuse, a serious accident/illness/injury or death, food poisoning affecting two or more children, and significant changes or events at the setting.

NurseryGuard does

Keeps a notification log with each 14-day clock tracked to the day and a prompt as the deadline approaches.

NurseryGuard doesn’t

Submit the notification to Ofsted or judge whether an event is notifiable — the provider decides and reports; we prompt and evidence.

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Staff supervision

EYFS 3.34–3.35 · continuous (no fixed statutory frequency)

Providers must put appropriate supervision arrangements in place for staff who have contact with children, providing support, coaching and training. Supervision is a frequent EYFS inspection-action topic.

NurseryGuard does

Records dated supervision arrangements per staff member so the trail exists for inspection.

NurseryGuard doesn’t

Conduct supervisions, or set a frequency — the framework specifies none, and we don’t invent one.

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The numbers behind Room Check

Staffing ratios — the calculation in full.

Room Check asks you for the counts by age band and does this maths for you against the EYFS minimum ratios. Here is exactly what it applies, clause by clause, so you can see the “why” behind the answer. Every figure below is the EYFS statutory framework’s own.

The minimum ratios by age band

EYFS 3.36, 3.47–3.50, 3.63
The ruleRequirementEYFS clause
Children under 2At least one member of staff for every three children (1:3).EYFS 3.47
Children aged 2At least one member of staff for every five children (1:5).EYFS 3.48
Children aged 3 and overAt least one member of staff for every eight children (1:8).EYFS 3.50
Aged 3 and over, with a graduate leadWhere a person with Qualified Teacher Status, Early Years Professional Status or Early Years Teacher Status is working directly with the children, at least one member of staff for every 13 children (1:13). This ratio holds only while that person is working directly with the children.EYFS 3.49
Paediatric first aid — on premisesAt least one person with a current paediatric first aid (PFA) certificate must be on the premises and available at all times when children are present.EYFS 3.36
Paediatric first aid — while eatingA member of staff with a valid PFA certificate should be in the room whilst children are eating.EYFS 3.63

PFA certificates renew every three years (EYFS 3.36). Anyone counted in the ratios must be aged 17 or over (apprentices from 16); students, long-term volunteers and apprentices count only where they are suitable, competent and hold a valid, current paediatric first aid qualification (EYFS 3.56).

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How a mixed-age room is calculated

EYFS 3.46–3.56 · the conservative reading

The framework sets ratios per age band (EYFS 3.46–3.56) and states no single combined-group formula. Room Check takes the conservative reading: it works out the staff each age band needs on its own — rounding each band up — and adds them together. Staff are not netted across bands.

This can over-state the staff needed where a mixed group is legitimately supervised at the ratio for its youngest child — but over-stating is the safe direction for a check. Treat a shortfall here as a prompt to look again, not a definitive breach.

The numeric check counts staff against the ratio only. It does not verify the further conditions the EYFS attaches — at least one member of staff holding an approved level 3 qualification in each age band, at least half of the remaining staff at level 2, and (for under-2s) at least half of all staff trained in the care of babies (EYFS 3.47–3.50) — nor whether Ofsted has determined a higher ratio (EYFS 3.46). Confirm those separately. School-based and before/after-school variants (EYFS 3.51–3.55, 3.57) are out of scope; the three-and-over path uses the registered early years provision ratios.

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What the Room Check records

Statutory diary · timestamped evidence

Each Room Check writes a timestamped snapshot into your statutory diary — the room, the counts by age band, the staff present, the required-versus-actual figure and the paediatric-first-aid note — kept as append-only, tamper-evidenced evidence you can export for inspection. A passing check closes as evidence; a shortfall (or missing first-aid cover) stays open so you can record the action you took to put it right.

It supports your professional judgement about staffing on the floor; it does not replace it, and it never deploys staff for you.

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Layer B

The employer duties that apply to any workplace.

These aren’t nursery-specific and aren’t the NurseryGuard core — they’re cross-cutting duties every employer carries. We’re honest about where the EveryGuard family can help and where a specialist or a competent person is required.

Fire safety & risk assessment

Regulatory Reform (Fire Safety) Order 2005 (+ EYFS 3.79–3.80)

The EYFS requires an emergency-evacuation procedure and working fire-detection/control equipment (3.80). The underlying fire risk assessment is a duty on the “responsible person” under the Fire Safety Order 2005 and must be carried out by someone competent.

NurseryGuard does

Holds the EYFS evacuation-procedure record in the diary; the fire risk assessment itself is available via the EveryGuard family’s Fire topic as a cross-sell.

NurseryGuard doesn’t

Carry out your fire risk assessment — a competent-person duty — or test your alarm system. Not part of the NurseryGuard core.

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Health & safety

Health and Safety at Work etc. Act 1974 (+ EYFS 3.79)

Premises must be fit for purpose and comply with health-and-safety legislation. General workplace H&S sits under the 1974 Act and applies to every employer.

NurseryGuard does

Holds EYFS premises and risk-assessment records in the diary; broader H&S management is served across the EveryGuard family.

NurseryGuard doesn’t

Run your general health-and-safety regime or write your risk assessments. Not part of the NurseryGuard core today, and not H&S advice.

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Food hygiene & allergens

Food Safety Act 1990; allergen information law; FHRS

A setting that prepares food is a food business: it must manage food safety, be FHRS-rated, and — under the EYFS (3.64–3.65) — obtain dietary and allergy information before admission, keep allergy action plans, and ensure staff know the symptoms and treatment of allergies and anaphylaxis.

NurseryGuard does

Grounds the EYFS allergy & dietary duty for the records spine — information before admission, action plans, anaphylaxis awareness. Upload your menu and AI drafts the full 14-allergen matrix dish by dish from a 750+ dish ratified library — your cook confirms every row against your own recipes.

NurseryGuard doesn’t

Run your kitchen’s food-safety management, produce an FHRS rating, or give clinical/dietetic advice or a child’s individual action plan. The drafted matrix is never auto-certified — a human confirms every dish.

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Employment & working time

Employment Rights Act; Working Time Regulations; right-to-work law

As an employer, a setting carries employment-law duties — contracts, working time, guaranteed-hours obligations and right-to-work checks on every hire.

NurseryGuard does

Lets right-to-work and contract evidence sit alongside the per-staff record; recruitment, hours and guaranteed-hours tooling is served across the EveryGuard family (HireGuard).

NurseryGuard doesn’t

Run payroll, contracts, rota/hours or right-to-work checks as a NurseryGuard core feature, and isn’t employment-law advice.

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Data protection & ICO fee

UK GDPR; Data Protection Act 2018; ICO data-protection fee

A setting handles special-category data about children and families, must comply with UK GDPR and the Data Protection Act 2018, and (as a data controller) must pay the annual ICO data-protection fee.

NurseryGuard does

Handles the setting’s data securely and can track the annual ICO fee renewal as a dated item.

NurseryGuard doesn’t

Register you with the ICO, write your privacy notices, or act as your data-protection officer. Not legal advice.

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The honest version: what a tracker can and can’t do.

NurseryGuard prepares and chases the written evidence the EYFS asks a setting to hold, and keeps its statutory clocks running. That is real work, and it is the work that trips settings up at inspection — the reference that must exist before day one, the training that lapses in eight months, the notification with fourteen days on the clock. But a document is not the duty. Your DSL’s judgement, the local authority’s response, the fire risk assessment, the first-aid competence in the room — those remain yours, and no software replaces them.

Run the free readiness check

NurseryGuard provides compliance tools and content; it is not Ofsted and does not provide legal advice. Safeguarding is a high-stakes legal duty: records, policies and training here support and evidence your compliance with the EYFS statutory framework — they do not replace the provider’s own legal responsibility for children’s safety. DBS checks have no official expiry date; re-check prompts follow the policy you set. The EYFS 3.18 vetting record is an SCR-equivalent, not the statutory single central record required of schools under KCSIE (which does not bind PVI settings). Paediatric first aid courses are delivered face-to-face by your chosen training provider — NurseryGuard tracks the certificates and cover, it does not deliver first-aid training. Where a duty needs a competent person or specialist advice, we say so.